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Background Knowledge Instruction and the Implications for UDL Implementation
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Previous/Next Navigation for Collections
Background Knowledge Instruction and the Implications for UDL Implementation
Prepared by Nicole Strangman, Tracey Hall & Anne Meyer
National Center on Accessing the General Curriculum
Introduction
Reading to learn is a fundamental literacy skill and one closely tied to success in all areas of the
curriculum (Davis & Winek, 1989; Squire 1983; Weisberg, 1988). To master this skill, students must
become adept at activating prior knowledge, integrating it with new information, and constructing new
understandings. Students who lack sufficient background knowledge or are unable to activate it may struggle
to access, participate, and progress throughout the general curriculum.
This document examines the research on instructional approaches to support students' use of background
knowledge and explores points of intersection with Universal Design for Learning (UDL), a curriculum design
approach intended to lower the barriers that traditionally limit access to information and learning for
many students. UDL provides a framework and a context that can help teachers make their background
knowledge instruction more broadly effective. By aligning the implementation of background knowledge
instruction with UDL, teachers can make a greater impact on student literacy, improving the learning
experience for every student in the classroom.
This discussion of background knowledge and UDL begins with an introduction to the topic of background
knowledge (presenting a definition of background knowledge and an overview of its curriculum applications)
and a discussion of research-supported approaches for developing and activating student background knowledge. In the second part of the paper, the discussion turns to UDL applications of these instructional approaches. This section develops an understanding of UDL and proceeds to identify ways that developing and activating student background knowledge supports UDL at both the theoretical and teacher practice levels, better meeting the needs of diverse students. The document concludes with general guidelines for UDL implementation and a list of Web resources that provide further information.
The literature review in this paper is also available as a stand-alone document, with annotated
references. Look for it within the listing of Phase II. Curriculum Enhancements on the Enhancements
Literature Review page of the National Center for Accessing the General Curriculum Web site
http://www.cast.org/ncac/index.cfm?i=1660.
Top
Definition
There is an extensive terminology to describe different kinds of knowledge. Consistency in the use of
these terms is a recognized problem; subtle and dramatic differences exist between different people's
definitions of the same term (Alexander, Schallert & Hare, 1991; Dochy & Alexander, 1995). The
terms background knowledge and prior knowledge are generally used interchangeably. For example, Stevens
(1980) defines background knowledge quite simply as "…what one already knows about a subject…
(p.151)." Biemans & Simons' (1996) definition of background knowledge is slightly more complex,"
…(background knowledge is) all knowledge learners have when entering a learning environment that is
potentially relevant for acquiring new knowledge (p.6)." Dochy et al. (1995) provide a more elaborate
definition, describing prior knowledge as the whole of a person's knowledge, including explicit and tacit
knowledge, metacognitive and conceptual knowledge. This definition is quite similar to Schallert's
definition (Schallert, 1982). Thus, while scholars' definitions of these two terms are often worded differently,
they typically describe the same basic concept.
Prior knowledge and background knowledge are themselves parent terms for many more specific knowledge
dimensions such as conceptual knowledge and metacognitive knowledge. Subject matter knowledge, strategy
knowledge, personal knowledge, and self-knowledge are all specialized forms of prior knowledge/background
knowledge. The research studies selected and reviewed for this article targeted the parent concepts prior
knowledge/background knowledge for study, and in discussing these studies and throughout the remainder of
this article, these two terms are used interchangeably.
Top
Applications Across Areas of the Curriculum
By far the most frequent curriculum application of interest for studies of background knowledge is
content-area reading, with reading comprehension and recall being the most frequently evaluated learning
measures. All but one study in our review investigated the impact of background knowledge or activation of
background knowledge on reading comprehension and/or recall; the exception was a study that looked for an
impact on writing performance. The overwhelming majority of studies explored outcomes relating to the
reading of expository text, with only a few focusing on narrative text. The range of curriculum subject
areas targeted for investigation was fairly narrow, including science, social studies, and reading. It is
worth emphasizing that in spite of this relatively narrow curriculum area focus, it is likely that findings
for these curriculum areas generalize to other areas of the curriculum where reading informational text is
also an important activity.
Before investing in a new technology or instructional approach it is important to know for certain that
there will be a sizeable return on the investment. Research studies are designed to put instructional tools
and instructional methods to the test, evaluating their effectiveness and exploring the conditions that
impact their use (Figure 1). As such, research studies are an invaluable resource.
Questions that Research Studies Can Answer for Educators
- What aspects of learning and achievement can this enhancement improve?
- How big an effect does this enhancement have on learning and achievement?
- How does the effectiveness of this enhancement compare to other approaches?
- Is this enhancement effective for students with special needs?
- Can this enhancement normalize the performance of students with special needs to that of other students?
- For what grade level of student is this enhancement effective?
- Is this enhancement more effective for student learning and achievement based on gender?
- How much experience with an enhancement do students need in order to reap benefits from it?
- Is this enhancement engaging for students?
- What kind of instructional context(s) are best suited to this enhancement?
- What classroom settings are best suited to this enhancement?
- How much teacher training and support is needed to implement this enhancement effectively?
- How long do the effects of working with this enhancement last?
- Do the effects of working with this enhancement generalize to other situations?
Figure 1. A list of teacher-relevant questions that research studies can address for any enhancement.
Evidence for Effectiveness as a Learning Enhancement
In the following sections, we discuss the evidence for the effectiveness of instructional strategies to
support the use of background knowledge based on a survey of the literature published between 1980 and 2003.
This survey incorporated research studies conducted in K-12 education settings. Every attempt was made to
be fully inclusive but imperfections in the search strategy and difficulty accessing some materials in
timely fashion necessarily limited comprehensiveness.
Prior knowledge has a large influence on student performance, explaining up to 81% of the variance in
posttest scores (Dochy, Segers & Buehl, 1999). There is a well established correlation between prior
knowledge and reading comprehension (Langer, 1984; Long, Winograd & Bridget, 1989; Stevens, 1980).
Irrespective of students' reading ability, high prior knowledge of a subject area or key vocabulary for
a text often means higher scores on reading comprehension measures (Langer, 1984; Long et al., 1989;
Stevens, 1980). In addition, high correlations have been found between prior knowledge and speed and
accuracy of study behavior (reviewed in Dochy et al., 1999) as well as student interest in a topic
(Tobias, 1994). Thus, prior knowledge is associated with beneficial academic behaviors and higher
academic performance (Table 1).
Table 1
Correlative Studies Showing a Link between Prior Knowledge and Academic Measures
| Author(s) |
Measure |
| Langer, (1984); Long et al. (1989); Stevens, (1980) |
Reading comprehension
|
| Reviewed in Dochy et al. (1999) |
Speed and accuracy of study behavior |
It is tempting to conclude from observations such as these that prior knowledge promotes better
learning and higher performance, but different research methods are needed to establish such a causal
relationship. In the sections below we consider research findings that speak directly to the ability of
prior knowledge to influence academic outcomes. In the first section we discuss research findings from
studies that have investigated instructional approaches for building students' prior knowledge. In the
second section we discuss findings from research studies that have investigated instructional approaches
for helping students activate prior knowledge. In the course of these discussions we identify instructional
approaches that the research indicates can effectively support students' use of background knowledge and
improve their academic performance.
Evidence for Effectiveness of Strategies for Building Prior Knowledge
The research literature addresses several instructional approaches for building prior knowledge (Table 2)
the most frequently studied being direct instruction. Direct instruction on background knowledge can
significantly improve students' comprehension of relevant reading material (Dole, Valencia, Greer &
Wardrop, 1991; Graves, Cooke & Laberge, 1983; McKeown, Beck, Sinatra & Loxterman, 1992; Stevens,
1982). For example, in one study, students who received direct instruction on relevant background knowledge
before reading an expository text demonstrated significantly greater reading comprehension than peers who
received direct instruction on an irrelevant topic area (Stevens, 1982). Dole et al. (1991) extended these
findings, showing that teaching students important background ideas for an expository or narrative text
led to significantly greater performance on comprehension questions than did no pre-reading background
knowledge instruction. By building students' background knowledge teachers might also help to counteract
the detrimental effects that incoherent or poorly organized texts have on comprehension (McKeown et al., 1992).
Table 2
Instructional Approaches to Help Students Build Background Knowledge
| Approach |
Author(s) |
| Direct Instruction |
Dole et al. (1991); Graves & Cooke (1980); Graves et al. (1983); McKeown et al. (1992); Stevens (1982) |
| Previewing |
Graves et al. (1983) |
| Field Experiences |
Koldewyn (1988) |
Direct instruction on background knowledge can be embedded into an approach such as previewing, where
students are presented with introductory material before they read specific texts. Such introductory
material may include important background information such as definitions of difficult vocabulary,
translations of foreign phrases, and explanations of difficult concepts. For example, in a study by Graves
et al. (1983), students were given previews of narrative texts that included a plot synopsis, descriptive
list of characters, and definitions of difficult words in the story. Thus, students were given both a
framework for understanding the stories and important background information. Students not only liked the
previews but made significant improvements in both story comprehension and recall. Results of an earlier
study by Graves et al. (1983) demonstrated a similarly beneficial impact of previews incorporating
historical background for the text.
As an alternative to a direct instruction approach, teachers might consider one more indirect, such as
immersing students in field experiences through which they can absorb background knowledge more
independently. Koldewyn (1998) investigated an approach that combined reading trade books, journal keeping,
fields trips that put students in authentic experiences related to their reading, and follow-up Language
Experience activities (Koldewyn, 1998). Qualitative observations in Koldewyn's report reflect positively on
the technique. However, the data are too preliminary to clearly establish the effectiveness of the approach
or clarify which of its elements are most valuable.
By building students' background knowledge teachers may also be able to indirectly influence other
aspects of academic performance such as writing. For example, Davis et al. (1989) found that students felt
better prepared to write a research paper when they took part beforehand in an extended course of building
background knowledge through individual research and in-class sharing and discussion (Davis et al., 1989).
While this study does not show any direct impact on writing quality, it might be expected that improving
students' sense of preparedness might raise their engagement and/or motivation, translating into better
performance.
Factors Influencing the Effectiveness of Strategies for Building Prior Knowledge
The studies discussed above provide corroborating support for the effectiveness of direct instruction
on background knowledge as a means to build reading comprehension. The degree of effectiveness of this
approach could presumably be influenced by a variety of factors including student characteristics, duration
of instruction, grade level, and ability level. None of these factors have been routinely investigated, and
the studies we have reviewed do not identify any of them as notably influential. On the contrary, these
studies support the effectiveness of direct instruction on background knowledge under a range of conditions.
Research by Stevens (1982), Dole et al. (1991), and Graves et al. (1983) demonstrates effectiveness for
grades five, seven, eight, and ten and with students with poor reading ability as well as students from
"average classes." After controlling for reading ability in the sample, Stevens (1982) still reported a
significant effect of prior knowledge building on reading comprehension. Thus, this approach appears to be
effective for a range of grade levels and student populations. Additional research is needed to extend
these findings and investigate more comprehensively the factors that might influence the success of direct
instruction of background knowledge.
There is a great deal of corroboration in this literature that computer simulations have considerable
potential in helping students develop richer and more accurate conceptual models in science and mathematics,
although some of these studies have limitations with regard to research quality.
Top
Evidence for Effectiveness of Strategies for Activating Prior Knowledge
There is a good amount of research investigating the effectiveness of instructional strategies for
activating prior knowledge as a means to support students' reading comprehension. As a whole, the research
base provides good evidence to support the use of prior knowledge activation strategies; prior knowledge
activation is regarded as a research-validated approach for improving children's memory and comprehension
of text (Pressley, Johnson, Symons, McGoldrick & Kurita, 1989). There are a variety of strategies for
helping students to activate prior knowledge (Table 3). We have divided this review into six sections, each
addressing a different approach.
Table 3
Instructional Approaches for Activating Prior Knowledge
| Approach |
Supporting Research Studies |
| Reflection and recording |
Carr & Thompson, (1996); Peeck, van den Bosch, & Kreupling, (1982); Smith, Readence, & Alvermann, (1983); Spires & Donley, (1998); Walraven & Reitsma, (1993) |
| Interactive discussion |
Dole et al. (1991); Schmidt & Patel, (1987) |
| Answering questions |
King, (1994); Hansen & Pearson, (1983); Pflaum, Pascarella, Auer, Augustyn & Boswick, (1982); Pressley, Wood, Woloshyn, Martin, King & Menke, (1992); (reviews multiple studies) |
| K-W-L |
Ogle, (1986) |
| CONTACT-2 |
Biemans & Simons, (1996); Biemans, Deel & Simons, (2001) |
| Interpretation of topic-related pictures |
Croll, Idol-Maestas, Heal & Pearson, (1986) |
Prior knowledge activation through reflection and recording. One of the
simplest methods for helping students activate background knowledge is to prompt them to bring to mind
and state, write down, or otherwise record what they know. Asking students to answer a simple question
such as "What do I already know about this topic" orally or on paper is a straightforward way to do
this. The reported effectiveness of this simple strategy is quite good, with five studies (Carr et al.,
1996; Peeck et al., 1982; Smith et al., 1983; Spires et al., 1998; Walraven et al., 1993) in our review
reporting some beneficial impact relative to control treatments, and just one study (Alvermann, Smith &
Readence, 1985) reporting only no benefit or a negative impact. Reading comprehension was the most
frequently measured outcome in these studies, but some studies also report beneficial effects on text
recall (Peeck et al., 1982; Smith et al., 1983).
Activating relevant prior knowledge by expressing in some form what one already knows about a topic has
been demonstrated to be more effective than activating irrelevant background knowledge (Peeck et al., 1982)
or not activating any background knowledge (Carr et al., 1996; Smith et al., 1983; Spires et al., 1998) at
improving text recall and/or comprehension. Spires et al. (1998) found that activating background knowledge
through reflection and oral elaboration during text reading was a more effective strategy than taking notes
on main ideas and their corresponding details. Walraven et al. (1993) found equally good effectiveness when
embedding instruction in prior knowledge activation within a Reciprocal Teaching approach. Strategy
instruction that incorporated direct instruction in prior knowledge activation promoted student reading
comprehension more effectively than the regular program of instruction. However, Reciprocal Teaching without
instruction in prior knowledge activation was no less effective.
Teachers may be able to improve the effectiveness of a brainstorming approach to prior knowledge
activation by helping students to organize their prior knowledge into a semantic map (Englert &
Mariage, 1991). Englert et al. (1991) found that organizing prior knowledge in this way before reading led
to significantly greater free written recall of the text than did brainstorming alone.
A weakness in this research base is the failure to characterize the duration of the learning effects,
with most studies presenting only a minimal delay between instruction and testing. Only Spires et al. (1998)
and Walraven et al. (1993) looked for effects at delayed time points, but both found that reading
comprehension gains were maintained for roughly 4 weeks after instruction, suggesting that restatement of
prior knowledge can produce a lasting impact.
There are important subtleties to some of these findings indicating an influence by various factors on
the effectiveness of this prior knowledge activation strategy. Some studies have shown, for example, that
this strategy has a different impact on reading comprehension depending on the text features (Carr et al.,
1996; Peeck et al., 1982); familiar vs. unfamiliar text, consistent vs. inconsistent with prior knowledge.
This issue is an important one and will be discussed in the Factors Influencing Effectiveness section below.
Prior knowledge activation through interactive discussion. With the general approach
discussed in the previous session, students, once prompted, record prior knowledge with little or no
discussion or other stimulation from teacher or peers. An alternative to this is an interactive approach,
where student reflection on prior knowledge is supplemented with interactive discussion. For example, Dole
et al. (1991) designed an intervention where students reflected on and recorded their prior knowledge on a
topic and then engaged in a group discussion of the topic, during which the teacher encouraged them to
contribute knowledge to complete a semantic map. This approach was determined to be more effective at
promoting reading comprehension than no pre-reading instruction. However, it was less effective than
direct instruction on the information needed to understand the text. Thus, it is not clear that an
interactive approach would have any advantage over direct instruction.
The robustness of interactive approaches is not always very impressive. For example, findings from
Schmidt et al. (1987) suggest that topic area novices may significantly benefit from this kind of approach,
whereas subject area experts may not. In this study, students activated background knowledge by gathering
in small groups to analyze a problem and then proposing and discussing solutions (Schmidt et al., 1987).
Results of a study by Langer (1984) were inconsistent, showing no reliable advantage to participating in a
pre-reading activity called the Pre Reading Plan (PReP), where students are trained to free associate on
key vocabulary words, reflect on these associations, discuss their associations as a group, and then
reformulate their knowledge based on the discussion. Students' performance on comprehension tests was not
consistently better than that of peers who engaged in general discussion of the topic before reading or
took part in no pre-reading activity.
Thus, consistently solid evidence to support the use of an interactive approach to prior knowledge
activation is lacking. Based on the studies we reviewed, it is not clear that the added effort involved in
such an approach improves upon the results of direct instruction in background knowledge. However, it is
also possible that the apparent advantage of direct instruction in background knowledge over an interactive
approach derives only from its greater familiarity to students (Dole et al., 1991). This is a possibility
that merits investigation. Further research is also needed to better determine the conditions under which
an interactive approach is beneficial - e.g., does it differently affect students with different levels of
subject area expertise. It should also be noted that there are many possibilities for designing an
interactive approach, and we have touched on only a few of them.
Prior knowledge activation through answering questions. Research by Rowe &
Rayford (1987) suggests that teachers can facilitate student activation of background knowledge by having
them answer questions before and/or while they read new material (Rowe et al., 1987). They analyzed student
responses to a series of 3 pre-reading purpose setting questions. Students were shown 3 purpose questions
from the Metropolitan Achievement Test and asked to make predictions about the passage and end-of-passage
questions that might go with each question. Students were also asked to put themselves in the test-taker's
position and describe what they would try to find out while reading the passage. Analysis of the students'
responses suggested that students were able to activate background knowledge under these conditions, an
indication that purpose questions may be helpful cues for activating background knowledge.
Extending this work, studies have investigated whether activating background knowledge through question
answering improves reading comprehension. It has been theorized that generating answers to questions
facilitates deep processing and high level knowledge construction, which in turn facilitate learning
(King, 1994; Pressley et al.,1992). Experimental findings support this theory. First, King (1994) found
that a guided reciprocal peer questioning and answering approach, where students were trained to study new
material by asking and answering each other's self-generated questions, promoted significantly better
lesson comprehension than untrained questioning. Interestingly, King's data show that questioning focused
on linking prior knowledge with lesson material led to more maintained high performance than did questioning
focused on making connections within the lesson material. Thus, instruction in peer questioning and
explaining through connecting text to prior knowledge may be a particularly effective question answering
strategy for improving comprehension.
Pflaum et al. (1982) investigated a somewhat different question-based method for prior knowledge
activation where students were asked, before and during reading, five questions about the topic in the
text (Pflaum, et al., 1982). The questions prompted students to define the topic, make associations between
the topic and their background knowledge, identify the role and location of the topic matter, and comment
on the topic's importance. Data suggest that this strategy may be effective for some readers and not others,
depending on their reading ability. Similarly, Hansen et al. (1983) found that having students make
associations between the text and their background knowledge and predictions about what would happen in the
text, together with providing them with inferential questions to discuss after reading the text,
significantly improved their comprehension as compared to students who did not engage in these activities.
Effects also differed according to reading ability.
A review by Pressley et al. (1992) builds a strong case for the hypothesis that question answering
approaches can increase learning. After reviewing a large number of research studies, they conclude that
asking students to generate explanatory answers to questions about content to be learned can facilitate
learning of the material. The reviewed approaches included guided reciprocal peer questioning, asking
students to respond to pre-questions accompanying text, elaborative interrogation where students generate
elaborations in response to why questions about to-be-learned facts, and asking students to generate
explanatory answers to questions as part of group learning. Pressley et al. (1992) emphasize that not all
questioning interventions are effective; the most effective questioning requires deep processing of the
to-be-learned material and relating it to prior knowledge.
The K-W-L strategy for activating prior knowledge. Ogle (1986) developed a
strategy for helping students access important background information before reading nonfiction. The K-W-L
strategy (accessing what I Know, determining what I Want to find out, recalling what I did Learn) combines
several elements of approaches discussed above. For the first two steps of K-W-L, students and the teacher
engage in oral discussion. They begin by reflecting on their knowledge about a topic, brainstorming a group
list of ideas about the topic, and identifying categories of information. Next the teacher helps highlight
gaps and inconsistencies in students' knowledge and students create individual lists of things that they
want to learn about the topic or questions that they want answered about the topic. In the last step of the
strategy, students read new material and share what they have learned. Informal evaluations indicate that
the K-W-L strategy increases the retention of read material and improves students' ability to make
connections among different categories of information as well as their enthusiasm for reading nonfiction
(Ogle, 1986). The approach has been recommended by teaching professionals (Bean, 1995; Carr & Ogle,
1987; Fisher, Frey & Williams, 2002), but it has not been rigorously tested.
CONTACT-2, computer-assisted activation of prior knowledge. The approaches
discussed so far involved traditional materials such as paper and pencil and face-to-face discussion.
Biemans & Simons (1996) investigated a computer-assisted approach for activating conceptions during
reading, called CONTACT-2. CONTACT-2 assists students in searching for preconceptions, comparing and
contrasting these preconceptions with new information, and formulating, applying, and evaluating new
conceptions. Students working with CONTACT-2 developed higher quality conceptions than students in a no
activation group, and this advantage was still apparent at a 2-month follow-up. More recent research
suggests that the key component of CONTACT-2 is comparing and contrasting new and existing knowledge,
which most accounts for students' successful performance on lesson tests (Biemans, et al., 2001).
These findings reinforce the idea that integrating new information with prior knowledge is a valuable
learning strategy and suggests that a computer-assisted approach can be as successful as a teacher-directed
one.
Prior knowledge activation through interpretation of topic-related pictures.
Croll, et al., (1986) describe a unique approach that combines building and activating prior knowledge.
The approach entails training students to interpret topic-related pictures (Croll, et al., 1986).
Two students trained in this strategy significantly improved reading comprehension for both pictures and
text. The author suggest this to be an effective approach, but the limited sample of two students and lack
of a control group make any such claims tentative and preliminary at best. Moreover, there has been no
subsequent research to help validate these findings.
Factors Influencing the Effectiveness of Strategies to Activate Prior Knowledge
Grade level. Students across a wide range of grade levels, spanning first to
tenth grade, are represented in the studies we have discussed, although most studies sampled students
toward the middle of this range, in grades five and six. Looking across these studies there is no
apparent relationship between study outcome and the grade level sampled. On the contrary, our review
suggests that prior knowledge activation strategies can be effective with K-8 students.
Student characteristics. Students bring to a text different levels of topic
area familiarity, and this is understandably a factor of interest when investigating the effectiveness
of prior knowledge activation strategies. Two studies investigated the possibility that students' level
of familiarity with the topic matter might influence the effectiveness of prior knowledge activation
strategies. Carr et al. (1996) discovered a different pattern of results depending on the familiarity
of the text topic to the student participants. When reading unfamiliar passages, students that were
asked to state their prior knowledge on the text topic significantly outperformed students who were not
asked to state prior knowledge. However, when reading familiar passages, only a subset of the student
population, age-matched students without disabilities, benefited from prior knowledge activation.
Similarly Schmidt et al. (1987) found that novices and experts on passage subject matter responded
differently to a prior knowledge activation strategy. Novices demonstrated better performance after
having taken part in interactive prior knowledge activation than after having activated irrelevant prior
knowledge, while experts showed no benefit. These findings both suggest that students with more limited
knowledge of the topic area may more consistently benefit from prior knowledge activation strategies.
Of course, readers may be familiar with a topic area – even have considerable knowledge of it –
without that knowledge being accurate. A question of interest is whether or not prior knowledge
activation is advantageous when students are activating false preconceptions. The consensus from the
three studies we reviewed on this topic is that prior knowledge activation may in fact interfere with
learning when learners are confronted with material at odds with their preconceptions. When text is
inconsistent with prior knowledge, students that mobilize this prior knowledge perform significantly
more poorly on tests of recall and comprehension than do peers who do not activate prior knowledge
(Alvermann et al., 1985; Smith et al., 1983). Lipson (1982) commented that students tend to disregard
passage information inconsistent with their prior knowledge and therefore construct more accurate
meaning when lacking prior knowledge versus when having inaccurate prior knowledge (Lipson, 1982).
Although Peeck et al., (1982) reported a beneficial effect of activating incongruous prior knowledge,
they did not randomize group assignment, raising the possibility that pre-existing differences in recall
ability confound their findings. Moreover, a more recent review article Pressley, et al. (1989) minimizes
the importance of these findings by reporting that there are more studies showing inconsistent prior
knowledge to be detrimental than beneficial (Pressley et al., 1989).
Weisberg (1988) claims that students with disabilities, as a group, demonstrate a considerable over
reliance on prior knowledge when text material is inconsistent with their preconceptions. This raises
another issue, which is whether a student's educational group or disability status influences the
effectiveness of prior knowledge activation strategies. Many of the studies in our review included
students from different educational groups, most often students with different reading levels
(Biemans et al., 2001; Langer, 1984; Smith et al., 1983; Spires et al., 1998) but also students with
and without learning disabilities (Carr et al., 1996; Croll et al., 1986; Pflaum et al., 1982; Walraven
et al., 1993). A few of these studies analyzed the data in a way that would reveal differences in
responsiveness to prior knowledge activation across educational groups (Carr et al., 1996; Langer,
1984; Pflaum et al., 1982). Their findings suggest that the effectiveness of prior knowledge activation
strategies may in fact differ across different student populations.
For example, Pflaum et al. (1982) found that "same age normal" students significantly benefited from
prior knowledge activation, whereas "young age-matched normal" students and students with disabilities did
not (instead these students showed significant improvement with sentence aids). Langer (1984) found that
the Pre Reading Plan (PReP) prior knowledge activation activities were not effective for below-level
readers. On-level readers demonstrated the greatest and most consistent benefit, and above-level readers a
less consistent benefit. In contrast, Hansen et al. (1983) found that prior knowledge activation was
effective for poor readers but not good readers. A possible explanation for these opposing findings is
that the impact of prior knowledge activation on students from different educational groups depends in
part on the topic familiarity (Langer, 1984). In summary, a range of data suggests that it is very important
to consider learners' unique strengths, weaknesses, and preferences when selecting instructional approaches.
Text characteristics. The studies we reviewed used both expository and narrative
texts to investigate the impact of prior knowledge activation strategies on learning; however, the vast
majority used only expository texts. These studies provide strong evidence that prior knowledge activation
strategies are effective at improving comprehension of informational texts. Although very few studies
investigated the use of these strategies when reading narratives, two studies by Carr et al., (1996) and
Dole et al., (1991) suggest that prior knowledge reflection and recording and interactive prior knowledge
activation, respectively, may be beneficial when working with this kind of text. Additional research may
help to clarify any differences in effectiveness of prior knowledge activation when working with different
kinds of text.
Table 4
Factors Influencing the Effectiveness of Prior Knowledge Activation Strategies
| Approach |
Student Characteristics |
| Topic familiarity |
Students with more limited knowledge of the topic area may more
consistently benefit from prior knowledge activation strategies. |
| Accuracy of prior knowledge on a topic |
For learners with inaccurate preconceptions, prior knowledge activation
may interfere with learning. |
| Educational group |
Students with disabilities may over rely on prior knowledge when text
material is inconsistent with their preconceptions. Students reading at different levels may respond
differently to prior knowledge activation strategies. |
Top
Summary
Supporting students as they read to learn is an important instructional goal. Research studies have
clearly established the importance of background knowledge to reading and understanding a variety of texts.
Research studies also provide direct evidence that instructional strategies designed to support the
accumulation and activation of prior knowledge can significantly improve student reading comprehension of
informational texts. Thus, by implementing instructional strategies to support students' background
knowledge, teachers can better support their content area learning.
The best-supported approaches emerging from this review are direct instruction on background knowledge,
student reflection on and recording of background knowledge, and activation of background knowledge through
questioning. However, there are other promising approaches, including the computer supported approach
CONTACT-2 (Biemans & Simons, 1996) that merit additional research. The impact of such approaches on
general literacy is another issue worth further study. Although a few studies support the effectiveness of
background knowledge instruction for improving student comprehension of narrative texts, more research is
needed.
Another important conclusion that emerges from the research is the importance of considering student
characteristics (Table 4), including their familiarity with a topic area and the accuracy of their prior
knowledge, in selecting approaches to support the activation of background knowledge. For example, students
who hold inaccurate preconceptions may not be helped by prior knowledge activation strategies. For these
students, instruction that clarifies and/or expands prior knowledge may be important. By effectively
selecting and implementing instructional strategies to build and/or activate background knowledge, teachers
can better support all students on their way toward reading to learn and succeeding throughout the
curriculum.
The next section of this report introduces the reader to the theory and research
behind UDL and investigates the links between UDL and instructional strategies
to support students' use of background knowledge. Additionally, methods and
materials that can be used to support the implementation of background knowledge
instruction in concert with the principles of UDL are identified. Finally, a
set of guidelines for UDL implementation are provided, including a listing of
Web resources that provide further information on the content presented in this
report.
Top
An Introduction to Universal Design for Learning Applications
Universal Design for Learning is a theoretical framework developed by CAST to guide the development of
curricula that are flexible and supportive of all students (Dolan & Hall, 2001; Meyer & Rose, 1998;
Pisha & Coyne, 2001; Rose, 2001; Rose & Dolan, 2000; Rose & Meyer, 2000a, 2000b, 2002; Rose,
Sethuraman & Meo, 2000; TES Web site) The concept of UDL was inspired by the universal design movement
in architecture. This movement calls for the design of structures that anticipate the needs of individuals
with disabilities and accommodate these needs from the outset. Universally designed structures are indeed
more usable by individuals with disabilities, but in addition they offer unforeseen benefits for all users.
Curb cuts, for example, serve their intended use of facilitating the travel of those in wheelchairs, but
they are also beneficial to people pushing strollers, young children, and even the average walker. So, the
process of designing for individuals with disabilities has led to improved usability for everyone.
Similarly, but uniquely, UDL calls for the design of curricula with the needs of all students in mind,
so that methods, materials, and assessment are usable by all. Traditional curricula present a host of
barriers that limit students' access to information and learning. Of these, printed text is particularly
notorious. In a traditional curriculum a student without a well-developed ability to see, decode, attend to,
or comprehend printed text is compelled to adapt to its ubiquity as best as he or she can. In contrast, a
UDL curriculum is designed to be innately flexible, enriched with multiple media so that alternatives can
be accessed whenever appropriate. A UDL curriculum takes on the burden of adaptation so that the student
doesn't have to, minimizing barriers and maximizing access to both information and learning.
The UDL framework guides the development of adaptable curricula by means of 3 principles (Figure 2).
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Principles of the Universal Design for Learning Framework
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Principle 1:
To support recognition learning, provide multiple, flexible methods of presentation
Principle 2:
To support strategic learning, provide multiple, flexible methods of expression and
apprenticeship.
Principle 3:
To support affective learning, provide multiple, flexible options for engagement.
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Figure 2. The three UDL principles call for flexibility in relation to three essential facets of
learning, each one orchestrated by a distinct set of networks in the brain.
These 3 principles parallel 3 fundamentally important learning components and 3 distinct learning networks
in the brain: recognition, strategy, and affect (Rose & Meyer, 2002). The common recommendation of
these 3 principles is to select goals, methods, assessment and materials in a way that will minimize
barriers and maximize flexibility. In this manner, the UDL framework structures the development of
curricula that fully support every student's access, participation, and progress in all 3 essential facets
of learning.
Critical to successfully implementing UDL theory is the use of digital materials. Digital materials,
unlike the conventional pedagogical mainstays, speech, printed text, and printed images, have an inherent
flexibility. They can be modified in a host of ways, depending on the needs of the student. This
flexibility makes it feasible to customize learning materials and methods to each individual.
For teachers wondering how to customize the curriculum, CAST has devised three sets of broad
teaching methods that support each of the 3 UDL principles (Figure 3, Rose and Meyer, 2002).
Network-Appropriate Teaching Methods |
To support diverse recognition networks:
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Provide multiple examples
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Highlight critical features
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Provide multiple media and formats
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Support background context
To support diverse strategic networks:
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Provide flexible models of skilled performance
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Provide opportunities to practice with supports
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Provide ongoing, relevant feedback
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Offer flexible opportunities for demonstrating skill
To support diverse affective networks
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Offer choices of learning context
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Offer choices of content and tools
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Offer adjustable levels of challenge
- Offer choices of rewards
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Figure 3. To help teachers support learners' diverse recognition, strategic, and affective
networks CAST has developed three sets of UDL teaching methods. These teaching methods can be
used to make the curriculum more flexible and broadly supportive.
These teaching methods draw on knowledge of the qualities of digital media and how recognition,
strategic, and affective networks operate. For example, the first Teaching Method to support recognition
learning is to provide multiple examples. This teaching method takes advantage of the fact that recognition
networks can extract the defining features of a pattern and differentiate it from similar patterns simply
by viewing multiple examples. Although presentation of multiple examples might be challenging in a
classroom limited to printed text and hard copy images, digital materials enable the assembly, storage,
and maintenance of a large collection of examples in the form of digital text, images, sound, or video -
all in the modest space of a classroom. This is one example of how digital materials and UDL Teaching
Methods can facilitate the successful implementation of UDL.
The UDL Teaching Methods will anchor the upcoming discussion where we will highlight the ways in
which background knowledge instruction aligns with each of the 3 UDL principles. Within the context of
these teaching methods we'll show how instruction on background knowledge can support individualized
recognition, strategic, and affective learning.
Background Knowledge Instruction and the Three Universal Design for Learning Principles
As teachers support students in the development and activation of background knowledge, they also
support UDL. In the following sections, we discuss points of intersection between prior knowledge
instruction and the three UDL principles and their associated broad teaching methods (identified by
italics). There is a mutually supportive relationship between background knowledge instruction and UDL.
Supporting background context is itself a UDL teaching method and therefore directly serves UDL by
supporting students' diverse recognition abilities and preferences. In addition, the incorporation of UDL
teaching methods into background knowledge instruction can help to improve its effectiveness. In the
sections to follow, we provide some specific examples.
Recognition learning. The first UDL principle recommends multiple, flexible
methods of presentation to evenly support students' varied recognition networks. Background knowledge
instruction can play a significant role in accomplishing this goal. In fact, the fourth UDL teaching
method for supporting students' recognition networks is to support background context.
The knowledge students bring to a new situation varies in both quantity and kind as does their
ability to call upon this knowledge appropriately. Weaknesses in these areas can present a barrier to
recognition learning. Thus, to even the playing field teachers need to help fill in gaps in students'
background knowledge and help them to activate this knowledge in response to new information. In this
respect, all of the research-supported instructional strategies identified in the beginning of this
article can help to minimize barriers to recognition learning and maximize every student's learning.
When providing background knowledge instruction it is important to take a flexible approach that can
adapt to individual student's strengths, weaknesses, and preferences. Implementing other UDL teaching
methods can help teachers to individualize background knowledge instruction effectively. For example,
students benefit from being offered multiple examples of a pattern – this helps them to
extract the key features of a pattern and offers individual students the chance to select and focus on
examples most effective for him or her. Thus, a teacher providing direct instruction of background
knowledge for a text on mammals, for example, might present examples that draw from a range of mammalian
species. When presenting these examples a teacher might also directly highlight the critical features,
perhaps using a graphic organizer or pictures to demonstrate meaningful commonalities.
This raises another important point, which is that students vary in their ability to process different
patterns, making it essential that teachers use different media and formats during background knowledge
instruction. During direct instruction of background knowledge this might mean showing students text,
images, and video as well as immersing students in field experiences. To help students activate background
knowledge we have seen that both text-based approaches and an image analysis approach (Croll et al., 1986)
can be effective. A teacher could implement both approaches to ensure that students who might struggle
with text or images have an effective means to activate background knowledge.
Strategic learning. Students' strengths, weaknesses, and preferences in the
area of strategic learning vary as widely as they do for recognition learning. Thus, it is equally
important to satisfy the second UDL principle and provide multiple, flexible, methods of expression and
apprenticeship. The UDL teaching methods to support strategic networks guide the diversification of skills
and strategies instruction and are a valuable way to increase the effectiveness of background knowledge
instruction.
As students work to master a new skill they require flexible models of skilled performance. Just as
students can extract critical features of a pattern from multiple examples, so can they extract the
critical features of a process when viewing multiple models. Different students may find different models
most effective. Thus, when modeling background knowledge activation it is beneficial for teachers to
diversify their examples. This might be accomplished through a mix of teacher- and peer-modeling, and by
modeling different approaches to activating background knowledge such as questioning, prediction, free
associating, image analysis and brainstorming.
Another UDL Teaching Method to bear in mind during instruction in how to activate background knowledge
is providing opportunities to practice with supports. Complex skills are difficult to master
unless students have a chance to focus on individual steps one at a time. Teachers can facilitate the
automation of background knowledge activation by offering students the chance to practice with scaffolds.
Depending on the learner's level of need and his or her preferences, scaffolds could take the form of
guide sheets explaining the procedure, a one-on-one review with the teacher, access to a peer expert, or
a simplifying step such as dividing the topic area into subtopics to be dealt with one at a time.
As students continue to practice, it is also essential to provide ongoing, relevant feedback.
This, too, could take a variety of forms to meet different students' needs and preferences: one on one
teacher or peer feedback, a group discussion to reveal gaps in knowledge or misconceptions, or perhaps a
self-test. Last, when asking students to demonstrate background knowledge, offer flexible opportunities
for demonstrating skill such as an oral presentation, composition, hands-on demonstration, or
collage. This helps to ensure that strengths and weaknesses unrelated to the background knowledge itself
do not confound students' performance.
Affective learning. Students vary widely in their preferences and inclinations,
making it important to give students the flexibility of pursuing their own interests. Thus, the 3rd UDL
principle recommends that we support affective learning by providing multiple, flexible options for
engagement. This too is an important facet of effective background knowledge instruction.
Offering choices of content and tools is one way for teachers to fuel every student's enthusiasm
for developing and activating background knowledge. Although by design the content area is often
restricted, in some cases there is leeway to offer students choice. For example, when developing
background knowledge on a fairly general topic such as poetry or war, students could be given the option
of focusing on particular examples of interest. With respect to tools, students might be given the option
of working with pictures or text; or of recording knowledge on computer, on paper, or on tape.
Challenge is another factor influencing students' motivation to learn. When challenged too much or
too little, students tend to disengage. But by providing adjustable levels of challenge teachers
can help ensure that each student is optimally motivated. During background knowledge instruction this
can be accomplished by offering flexible supports that can be optionally accessed. Computer programs would
be particularly useful in this regard by incorporating a range of supports that could be accessed or not,
depending on the individual. Students might also select from teacher and peer support, templates for
recording knowledge, and graphic organizers for keeping track of and organizing knowledge.
A third advantageous method for engaging students is offering a choice of learning context.
Students thrive in different contexts – minimally or maximally structured, individual or group settings,
inside or outside the classroom. Background knowledge instruction can be effective in all of these
contexts, and students benefit from having a choice. For example, a student could learn by reading a book
in class or taking a field trip outside the classroom. One student might pair up with a peer, while
another might work by himself, and another might engage in large group discussion. By diversifying the
options, teachers can reduce affective barriers to success.
Examples
In the above section, we have highlighted the many ways that background knowledge instruction
supports the three UDL principles and aligns with UDL teaching practices. In this section, we go one
step further, showing that this can work not only in theory but in practice as well. Here we present
two examples of UDL application of background knowledge instruction, one from CAST work, and one from
outside work. For the CAST example, we highlight the ways that background knowledge supports converge
with UDL teaching methods. For the outside example, we identify general UDL features in the lesson and
then highlight ways that background knowledge instruction could be better integrated with UDL to reduce
lingering barriers.
CAST's universally-designed hypertexts to improve reading comprehension. Funded
by the U.S. Department of Education, Office of Special Education Programs; and other foundations, CAST
has investigated the benefits of a computer-supported reading environment to help students develop reading
comprehension strategies and learn to read for understanding. Merging reciprocal teaching (Palincsar &
Brown, 1986) and UDL, CAST's research prototypes provide comprehension strategy instruction in engaging
and supported digital environments. These prototypes embed reading comprehension strategy instruction
directly into literature. As students read, with the option of using text-to-speech to access content,
they encounter prompts to stop and apply reading comprehension strategies. Instruction is individualized
through leveled supports and optional scaffolds, which include background knowledge aids. Below is a list
of different background knowledge supports in the various prototypes (Figure 4). Figure 5 shows an example
of one of these supports, a timeline developed for the book "Martin Luther King, Jr., and the March on
Washington" by Frances E. Ruffin. Recently, Tom Snyder Productions, in cooperation with CAST, developed
Thinking Reader, a software program based on these prototypes.
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Background Knowledge Supports in CAST's Universally Designed Hypertexts
|
-
Help page with information on reading comprehension strategies
- Multimedia glossary
- Multimedia glossary in both Spanish and English
- Links to online resources providing background knowledge for the text
- PowerPoint providing background information
- Maps of the story setting
- Story timeline
- Maps of the main character's journey
- Publisher's notes
- Video and photo essay offering a connection between the story and the real world
|
Figure 4. Listing of background knowledge >supports
available in CAST's universally designed hypertexts.
Figure 5. Part of a timeline developed for "Martin Luther King, Jr., and the March on Washington"
to support readers' background knowledge.
In addition to directly supporting background context, these aids reinforce a number of other UDL
teaching methods. Table 5 illustrates how UDL Teaching Methods and Thinking Readers' background knowledge
aids converge.
Table 5
UDL Applications of Thinking Reader and Thinking Reader Research Prototypes
| UDL Teaching Method |
Supportive Lesson Feature(s) |
| Provide multiple examples. |
The multimedia glossary offers multiple photo illustrations for
vocabulary words. Web links to resources offer students multiple examples of key facts and
concepts. |
| Highlight critical features. |
The Maps, Timeline, and Character Journey highlight critical
features of the text related to setting and characters. The PowerPoint and Web links to resources
highlight other critical features related to the text. |
| Provide multiple media and formats. |
The multimedia glossary offers text and illustrations. The Video and
Photo-essay provide redundant information in multiple media and formats. Maps and Character
Journey present story information in another medium and format. Vocabulary support is provided in
English and Spanish in Thinking Reader. |
| Support background context. |
See Table 6. |
| Provide opportunities to practice with supports. |
All the background knowledge aids provide optional support for
students, who can access them or not, as they wish. |
| Offer adjustable levels of challenge. |
Students can adjust the level of challenge by varying their
consultation of the background knowledge supports. |
| Offer choices of content and tools. |
The variety of background knowledge aids provide students with the
opportunity to choose among different content and tools. |
Building prior knowledge lesson plan from CyberBee: Building Prior Knowledge
http://www.infotoday.com/MMSchools/may02/cybe0502.htm.
Kathleen Waugamann, a fourth grade teacher, developed this lesson plan for her social studies curriculum.
The main content objective of the lesson plan is responding to text, in this case the book Teammates by
Peter Golenbock, a story about the friendship between Brooklyn Dodgers' Jackie Robinson and Pee Wee Reese
in an era of segregation. As a prelude to reading the book, students visit Web sites to view baseball
cards, and they view and discuss a PowerPoint presentation depicting segregation, the Klu Klux Klan,
violence against blacks, and changes made during the Civil Rights Movement. Then after reading and
discussing the book, students visit Web sites to retrieve more information, create a Venn diagram to
compare the black and white baseball leagues, and produce a PowerPoint presentation and word document to
show a deeper understanding of the story.
This lesson plan supports UDL principles in some fundamental ways, most prominently by using
multimedia technology such as Microsoft Word/Digital Photographs, PowerPoint, Web sites, and Microsoft
Publisher to help students build and activate background knowledge (Table 6).
Table 6
Existing UDL Elements in "Building Prior Knowledge" Lesson Plan
| UDL Teaching Method |
Supportive Lesson Feature(s) |
| Provide multiple examples. |
To identify with the notion of being a baseball player, students
visit multiple Web sites to view multiple examples of baseball cards. Multiple Web sites are
pre-selected for later in the lesson when students retrieve more information relevant to the
story. Multiple examples are used to illustrate the topic of segregation in the PowerPoint
slideshow. |
| Highlight critical features. |
The teacher highlights critical features of the story with a thematic
PowerPoint slideshow. |
| Provide multiple media and formats. |
The teacher provides background information in the form of Web site
material, printed text, images, and digital photographs. |
| Support background context. |
The teacher develops and activates student background knowledge in a
variety of ways (visiting Web sites, making baseball cards, viewing a slideshow, consulting other
resources, generating Venn diagrams). |
| Provide opportunities to practice with supports. |
The teacher scaffolds the research process by providing suggested Web
resources. |
| Provide ongoing, relevant feedback. |
Students have the opportunity to get feedback on their knowledge
state during group discussion of the PowerPoint presentation. |
| Offer choices of content and tools. |
Students can choose among Web sites and library resources and have
the latitude to focus on different aspects of the story. |
There are additional ways to minimize barriers in this lesson using a combination of UDL teaching
methods and background knowledge instruction. For example, understanding Web content requires a kind
of Internet literacy that can be a recognition barrier for some students. Teachers can reduce this
barrier by providing students with rudimentary knowledge about how Web pages are organized and the
different types of content they contain, and introducing them to vocabulary that is common on the
Web. In Table 7, we give some additional examples of how UDL can be built in to the methods of
background knowledge instruction to reduce recognition, strategic, and affective barriers and further
improve this lesson's ability to reach all students. Note that we are not making generalized
recommendations for making this lesson more UDL but instead are focusing on ways that the background
knowledge components, specifically, can be improved.
Table 7
Strategies to Make Background Knowledge Instruction in "Building Prior Knowledge" Lesson Plan
more UDL
| Barrier |
UDL Strategy |
| Recognition Barriers |
| Need for conceptual knowledge about what a Web site is and how to
navigate it as well as familiarity with Web terminology. |
Provide students with background knowledge on Web sites and Web
terminology and a way for accessing this background knowledge while using the Web. |
| Seeing or decoding the text and/or images on the pre-selected Web
sites. |
Provide students who cannot see or read the text/images on the Web
sites – or who do not like this presentation mode – with the option of using a screen
reader to access the content as speech. Pre-select Web sites with different reading levels of
text and assign Web sites accordingly. Offer the option of using other media such as video and
audio recordings. |
| The amount of material on the Web sites is overwhelming and there are too
many distractors (advertisements, unrelated text, flashing icons). |
Give students the option of bringing in their favorite baseball cards
instead of finding them/viewing them on the Web. Provide supports to help keep students stay on task
when reading on the Web and choose between relevant and irrelevant parts of a Web page. |
| Strategic Barriers |
| Keeping track of information. |
Provide students with note taking tools for researching on or off the
Web. |
| Creating a Venn diagram. |
Provide scaffolds for students who need them, such as a partially
filled in Venn diagram, the opportunity to work with a peer coach, or models of expert performance. |
| Lack of awareness of how well they are succeeding with research tasks. |
Provide students with regular feedback (teacher feedback, peer feedback,
self-test…). |
| Affective Barriers |
| Research process is boring. |
Provide students with the option of finding their own resources such as video
and interviews with older relatives who lived during segregation. Challenge students who are adept
researchers with finding the answer to a difficult question. |
| Reading material on the Web sites and in the Harcourt/Brace fourth grade
anthology biographies is too easy or too difficult. |
Offer students a broader range of research materials, representing a broader
range of reading levels. |
| Difficulty maintaining focus, attention, and involvement during the class-wide
PowerPoint presentation and discussion. |
Offer students the chance to view the PowerPoint presentation a second time
by themselves or in pairs at the computer. Present the PowerPoint to smaller groups of students at a time. |
Recommendations for Implementation at the Classroom Level
Although UDL applications of virtual reality and computer simulations already exist, they are admittedly
hard to come by. Even with such models available, teachers face challenges in implementing them: the
challenges of shifting away from traditional views of intelligence and traditional reliance on print
media, the challenge of acquiring and mastering new technology, and the challenge of garnering support
from the school system. The following sections offer recommendations that can help teachers overcome each
one of these challenges.
Learn about Universal Design for Learning. The first and most basic step
toward successfully implementing UDL is self-education. Although UDL has been more than a decade in
the making, it is a new approach and one that challenges many traditional educational perspectives
and practices. Before teachers can implement UDL effectively, they may need to learn a different way
of looking at their students and the materials that they use in the classroom. CAST has been working
to disseminate UDL widely, and, consistent with the framework itself, has developed multiple avenues
(direct and indirect, self-driven and trainer-taught, through text, speech, and interactive activities)
through which individuals can learn about UDL and develop the skills necessary to put it into practice.
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Visit the CAST Web site. The CAST Web site devotes a large section to
Universal Design for Learning.
Here visitors will find an articulation of UDL, discussions of its core concepts, descriptions of UDL
research projects, a listing of tools and resources that support UDL, and ideas and examples for
implementing UDL.
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Read CAST publications. CAST has a range of
publications highlighting UDL and UDL practice, including Teaching Every Student in the
Digital Age (Rose & Meyer, 2002). The
companion Web site to the book provides an evolving set of resources and classroom examples,
including interactive activities and an online community where visitors can ask questions and engage in
discussion about UDL.
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Enroll in an institute.
Professional development institutes by CAST teach professionals about the challenges of improving
access to and progress and participation in the general education curriculum and how to make the
curriculum accessible for all learners.
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Talk to others. The Teaching Every Student section of the CAST Web site includes
an online community where teachers can
communicate, collaborate and obtain support from other educators who are exploring and teaching with UDL.
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Find more information and engage in discussion about universal design and increasing
access for students with disabilities at the Web site for the Access
Center, www.k8accesscenter.org a national technical
assistance center that is funded by the U.S. Department of Education's Office of Special Education
Programs make elementary and middle school curricula more accessible to students with disabilities.
Inventory and build technology support. Technology, in particular digital media,
makes UDL implementation practical and achievable in a diverse classroom. Digital materials make it
possible for the same material to be flexibly presented and accessed - even adapted on a student-to-student
basis.
Although we recommend that teachers try to build a library digital of materials, it is important to point
out that UDL implementation can proceed successfully across a range of technology availability. The amount
of technology available to teachers varies extensively – limited by district and school resources, both
monetary and otherwise. Fortunately, a fairly simple step such as digitizing print materials can greatly
ease UDL implementation. The 1996 United States copyright additions (Chapter 1 of Title 17, Section 121
of the United States Code) the Chafee Amendment, gives authorized entities the freedom to digitize
otherwise proprietary materials for individuals that have disabilities that impede access to the printed
version. An authorized entity is a nonprofit organization or governmental agency that has a primary
mission to provide specialized services relating to training, education, or adaptive reading or
information access needs of blind or other persons with disabilities. This provision makes special
education teachers eligible to digitize printed text materials, a step that can help to diversify the
presentation of materials for students with disabilities.
Another inexpensive but instrumental option for supplying a classroom with digital materials is the
World Wide Web – a tremendous source of free digital material. Much of this material is in a
multimedia format, which can greatly improve access to students.
Having more digital media unquestionably enables teachers to implement UDL in a more extensive way.
Teachers who have greater financial resources and district support can supplement their materials with
innovative products such as multimedia composition tools (e.g., HyperStudio, Kid Pix, PowerPoint), graphic
organizer software (e.g., Inspiration, Kidspiration), text-to-speech and text-to-image programs (e.g.,
CAST eReader, Pix Reader, Pix Writer, Intellitalk II), CD-ROM storybooks (e.g., Reader Rabbit's Reading
Development Library), and learning software (e.g., 7th Level's Great Math Adventure, Edmark's various
learning games).
Whether teachers are able to invest in the purchase of a lot of technology or not, UDL can proceed
effectively. But taking inventory is an important step toward setting a realistic course of action. By
inventorying the resources they have available to them, teachers can determine the level of UDL
implementation appropriate to their classroom. For example, visit the school media center and get an idea
of computer and projection systems available to teachers and students. Find out if these tools are
portable or fixed, this implies where instruction may take place. Check into scheduling issues around
shared equipment. Additionally, check out web accessibility in classrooms, school computer labs and media
centers. If the web is a tool you may use and ask students to access, how available is it? Additionally,
take an inventory of your school or district software, find out what's available and if the purchase
permits installation on computers you will be using.
Effectively working with and managing technology can be a challenging process, so it is important as
well to inventory the available technology support. This may come in the form of a technology specialist
(computer teacher, computer resource specialist, technology integration teacher) or one's own technology
training. Find out what policies your school or district may have regarding the tools you may adopt for
use in your planning and teaching. Installation of software and hardware on computers may be time
consuming, plan for issues of timing in your implementation. When you are ready to teach a lesson using
some technologies new to you or your students, consider notifying your technology support person, to be
at hand to help problem solve any unforeseen challenges with implementation.
Curriculum planning and delivery. Another important step in implementation of
UDL in instruction is curriculum planning and delivery. To begin with, we recommend that teachers have a
basic understanding of Universal Design for Learning, and a commitment to make the curriculum and learning
accessible for all learners. While keeping in mind the three principles of UDL, based on the three
networks recognition, strategic and affective, we have found the following process useful in designing
lessons. The process includes four steps, based upon the principles and concepts of UDL, proven
professional development strategies, and effective teaching practices: (a) Set Goals, (b) Analyze Status,
(c) Apply UDL, and (d) Teach the UDL Lesson (See Figure 6).
 |
In the Set Goals stage of curriculum planning, we recommend that teachers establish the context
for instruction. Context is usually driven or based on state standards, followed by the design of goals
for the instructional episode. We recommend that all teachers closely evaluate these to assure alignment
and assure that the means for attaining the goals are separated from the goals and standards.
Next, when designing a UDL lesson, teachers should Analyze the Current Status of the
instructional episode. What are the current methodologies, assessments, and materials used to teach the
lesson? Analyze these teaching procedures in relation to potential barriers of learners in the classroom.
Do all students have access to the materials? Are students able to express themselves with the current
methods and materials? There are a number of resources and tools available from CAST to analyze lessons
in the
Planning for All Learners Toolkit located on the TES Web site.
The third recommended step of the planning process is to Apply UDL to the Lesson/Unit. This
includes the goals, methods, assessments and materials used to implement the lesson. Create the UDL
lesson plan, grounded in the learning goals, classroom profile, methods and assessment, and materials and
tools. Then, collect and organize materials that support the UDL lesson.
In the final step, Teach the UDL Lesson/Unit, minimize barriers and realize the strengths and
challenges each student brings to learning, rely on effective teaching practices, and apply challenges
appropriate for each learner. In this way, instructors can engage more students and help all students
progress. When teaching and evaluating students' work, also evaluate and revise the lesson/unit to assure
student access and success. You may obtain additional information about designing UDL methods, assessments,
and materials, in Teaching
Every Student in the Digital Age, Chapter 4.
Secure administrative support. School districts and administrations can be
powerful sources of support – financial and otherwise. Administrative commitment to UDL can strengthen a
teacher's sense of mission and self-satisfaction and lead to important funding. A case in point is the
town of Gloucester, Massachusetts. The principal for the school system is so convinced of the importance
of digitized materials that he has set a mandate that when selecting new texts, teachers use only those
textbooks that have a digitized version accompanying the book. Teachers and students have text-to-speech
readers available to further improve the accessibility of the text. Clearly, this kind of change would
have happened much more slowly in the absence of such tremendous administrator-level support.
Administrator support can also help to facilitate funding, which although not a prerequisite for UDL,
can create important opportunities. Funding might enable the purchase of equipment, professional
development, and the launching of new UDL teaching projects. Districts vary widely concerning the types
and level of funding that they offer teachers, but teachers who can convince their administrators of the
value of UDL may be able secure district-level grants, professional development awards, and sabbaticals.
For example, in a North Shore Massachusetts school district, the Technology Program Manager and Special
Education Director teamed with two teachers using UDL wrote and were recently awarded a state-level
technology grant to implement UDL. This is just one example of how support at the administrative level
can facilitate the acquisition of materials that support UDL efforts in the classroom.
Parent education and involvement. Parents are another valuable resource for
teachers building a UDL curriculum. There are at least two important ways that parents can be a resource:
as advocates and as volunteers.
By educating parents about the UDL activities going on in the classroom, teachers can develop a
support system of informed individuals who can assist with and advocate for UDL instruction. Teachers
should think about ways to inform parents about classroom activities. Notes sent home, parent night
presentations, and IEP meetings are all excellent opportunities to engage in this kind of communication.
Once parents are educated about UDL they may wish to become involved themselves. There are many ways
that parents can do this, including volunteering in the classroom and lending support at home. A few
possibilities are scanning materials, monitoring kids during UDL lessons, helping with technology,
donating equipment, and supporting homework assignments.
Conclusion
For students to succeed throughout the curriculum they must develop appropriate background knowledge
and the ability to use it. Research studies show that helping students to build and activate background
knowledge significantly improves their comprehension of expository texts, thereby facilitating
content-area learning. Effective instructional approaches include direct instruction of background
knowledge and instruction to reflect on and record prior knowledge. These approaches have the added
advantage of directly supporting UDL and students' diverse abilities and preferences for recognizing
patterns. In this way, they can help minimize barriers to content area learning and optimize every
student's chance to succeed. The ideas and examples shared in this article can help educators to
capitalize on the mutually supportive relationship between background knowledge instruction and UDL, and
better ensure that every student is a literacy success.
Top
Resources on the Internet
General Background Knowledge
Prior Knowledge
http://labweb.education.wisc.edu/ep301/Science_Peter/prior.htm#top
This Web site provides definitions of prior knowledge and major conceptual perspectives on the roles
of prior knowledge in learning. The importance of prior knowledge is explained with respect to the
concepts suggested by some cognitive theorists, such as Piaget, Vygotsky, and Woolfork. The last section
of this site connects the concepts of prior knowledge to a case study described in the home page of the
site.
North Central Regional Educational Laboratory - Critical Issue: Building on Prior Knowledge
and Meaningful Student Contexts/Cultures
http://www.ncrel.org/sdrs/areas/issues/students/learning/lr100.htm
This Web site illustrates how teachers can more effectively support students' learning through
building and activating prior knowledge. This site houses information about instructional issues,
goals, and methods related to the use of students' prior knowledge in classroom. This site also
provides a series of links to sites with definitions of key terms and ideas suggested by experts in
the field. Three cases are provided as successful models.
U.S. Department of Education - Teaching Our Youngest: A Guide for Preschool
Teachers & Child Care & Family Providers. Building Children's Background
Knowledge and Thinking Skills
http://mirror.eschina.bnu.edu.cn/Mirror/ed.gov/ www.ed.gov/offices/OESE/teachingouryoungest/building.html
This Web site provides an instructional guide for caregivers and teachers to help develop young
children's background knowledge and thinking skills. This site proposes concrete ideas to enrich and
expand children's knowledge building through the uses of various educational resources, such as books,
discourse, classroom guests, and filed trips. The PDF version of this guide is available through:
http://www.ed.gov/teachers/how/early/teachingouryoungest/page_pg11.html
Queensland Government – The New Basics Project/Productive Pedagogies:
Background Knowledge
http://education.qld.gov.au/corporate/newbasics/html/pedagogies/connect/con2a.html
The New Basics Project takes place in Queensland, Australia, and aims to improve students'
learning outcomes through dealing with students' identities, new economies and workplaces, new
technologies, diverse communities and complex cultures. This Web site illustrates instructional practices
with different degrees of connectedness between students' linguistic, cultural, world knowledge and
experience and the topics, skills and competencies in lessons. This site provides definitions of
high-connected and low-connected instructional practices, the continuum to describe different degrees
of connectedness, and an example of a high-connected instruction in a grade 6 classroom.
Background Knowledge and Technology
Joseph, Linda C. (2002). Multimedia School, Cyberbee: Building Prior Knowledge
http://www.infotoday.com/MMSchools/may02/cybe0502.htm
This Web site contains an example of successful classroom instruction which incorporated
multimedia technology into every aspect of the lesson in order to foster the students' use of their
background knowledge and overall learning. This site describes the social studies instruction
conducted by a fourth grade classroom teacher who used the multimedia technology, such as Microsoft
Word/Digital Photographs, PowerPoint, Web site, and Microsoft Publisher in order to activate and
build students background knowledge. The lesson plan is provided with other resources and links
regarding the topic, Jackie Robinson.
Background Knowledge and Reading
Farrell, Jack – What Exactly is "Prior Knowledge"?
http://www.readfirst.net/prior.htm
This Web site contains an article written by Jack Farrell, who is an English teacher at Newbury
Park High School in California (His home page is
http://www.readfirst.net.). In this article, Farrell explains the role of prior knowledge in
learning and pervasive misconceptions that students should not be exposed to new concepts unless
they have some prior knowledge of the topic. Read First is an instruction method through which the
students read silently and independently before others, including their teachers, control their
thinking processes. Ferrell describes how Read First is aligned to California Reading standards for
middle school age students.
DiGiacomo, Susan – Reading Instruction Handbook: Activating Personal Knowledge
http://curry.edschool.virginia.edu/go/edis771/ webquest2000/student/ssusandigiac/priorknowldge.htm
This Web site provides information of using students' prior knowledge as one of the reading
comprehension strategies. Susan DiGiacomo emphasizes student's realization of the importance of their
prior knowledge to their reading processes and provides some instructional techniques that teachers can
employ in order to activate students' prior knowledge, including pre-reading activities. This site is
linked to a Web site with more information of various reading comprehension strategies and to DiGiacomo's
home page at:
http://curry.edschool.virginia.edu/go/edis771/ webquest2000/student/ssusandigiac/home.html.
TLL (The Library Lady) Education Services – Building a Network of Prior Knowledge
http://www.thelibrarylady.net/Childhood%20%20From%20the%20Inside%20Out/building_a_network_of_prior_know.htm
The focus of TLL Education Services is to assist educators and parents of emergent readers to
initiate the development of teaching methods and new curriculum. This Web site highlights the importance
of prior knowledge to child's reading development based on the notion of neural reorganization and
restructuring of new information. This sites also provides some ideas of shortening child's assimilation
period through using activities which build a network of prior knowledge, such as introducing the subject
topics prior to actual instructions and connecting the subject topics to child's personal lives.
School Improvement in Maryland - Activating Prior knowledge
http://www.mdk12.org/instruction/success_mspap/general/projectbetter/thinkingskills/ts-1-2.html
This Web site illustrates the importance of prior knowledge in reading comprehension. This site
provides the finding that "teachers who activate relevant prior knowledge promote learning by enhancing
comprehension of text, especially when information in the text is compatible with prior knowledge" and
the rational behind this finding. Ideas of incorporating this finding into reading instructions are
briefly explained. The reference section introduces two books and an article on this topic although they
are not very recent resources.
Christen, William. L. & Murphy, Thomas. J. (1991). Increasing Comprehension by Activating
Prior Knowledge. ERIC Clearinghouse on Reading, English, and Communication
http://www.ericfacility.net/databases/ERIC_Digests/ed328885.html
The authors reports three major topics of research: "(1) building readers' background knowledge;
(2) activating readers' existing background knowledge and attention focusing BEFORE reading; and (3)
guiding readers DURING reading and providing review AFTER reading". The authors also suggested three
major instructional interventions for students who have little prior knowledge: "(1) teach vocabulary as
a pre-reading step; (2) provide experiences; and (3) introduce a conceptual framework that will enable
students to build appropriate background for themselves" as well as classroom implications based on
teachers' understandings of the levels of students' prior knowledge.
Bank State College of Education - Literacy Guide: Making Connection between New and
Known Information
http://www.bankstreet.edu/literacyguide/back.html
This Web site provides information of effective literacy teaching, which builds students' learning
of new concepts on their diverse areas of existing knowledge of language, world, and how the system of
prints works. The sites supports the concept that activating prior knowledge before reading is an
important step to foster comprehension for both experienced and beginner readers.
Activating Prior Knowledge: Using Background Knowledge as Learning Strategy
http://students.lisp.wayne.edu/~ah3082/activating_prior_knowledge.html
Activating prior knowledge is introduced as one of the reading comprehension strategies in this
Web site. The site provides the definition of the strategy, research findings related to the field,
and some examples of strategy use in teaching, including the K-W-L strategy, prediction, the
"Yes/No...Why? It Reminds Me of..." strategy, and think-aloud. More information about these
strategies can be found on the listed links provided at the end of the site.
Intervention Central - Prior Knowledge: Activating the 'Known'
http://www.interventioncentral.org/htmdocs/interventions/rdngcompr/priorknow.shtml
This Web site provides information on how to use text prediction strategies in order to activate
students' prior knowledge and to increase their levels of reading comprehension. The information
includes materials, preparation, and a step-by-step explanation of the procedure when the text
prediction strategy interventions are implemented in classroom.
Lewin, Larry. (2003). Practical Ideas for Improving Instruction: Connecting to
Prior Knowledge
http://www.larrylewin.com/Three%20Rs/Reading%20Comprehension/connectingpriorknowledge.htm
Larry Lewin, an educational consultant, explains that tapping in students' prior knowledge is one
of the reading comprehension strategies and that students need assistance to use this strategy
successfully. This site provides teachers a template of "open mind" to brainstorm their students'
prior knowledge before reading.
Wilkes, Glenda - How Prior Knowledge Impacts New Learning
http://www.utc.arizona.edu/tact/tact2-5.html
This Web site is a part of the site created by University Teaching Center at the University of
Arizona. Wilkes explains that college students' prior knowledge often interfere with their accurate
learning of new concepts due to their misconceptions and learning strategies. Wilkes states Ross's
categorization of five possible text-related learning strategies used by college students and suggests
that identification of students' prior knowledge is an important step for teachers to find out
misconceptions and to avoid the negative impact of prior knowledge to new learning.
Houghton Mifflin Education Place – Learner Variables to Consider in Meeting Individual
Needs: Prior Knowledge
http://www.eduplace.com/rdg/res/literacy/meet1.html
This Web site contains a short explanation of use of prior knowledge as one of the important
variables which affect students' learning. Other variables introduced in this site include language and
cultural background, rate of learning, amount of instructional time, and interests and attitudes. The
site provides a suggestion that prior knowledge is a key for literacy learning and constructing meaning
for all students.
Coiro, Julie. (2000). Literacy Information and Technology in Education – Qualitative
Reading Inventory: Assessment of Prior Knowledge
http://www.lite.iwarp.com/qriprior.htm
Coiro introduces a reading inventory to assess students' familiarity/prior knowledge to the topics
of reading and to activate students' prior knowledge. This Web site includes descriptions of this
inventory in terms of preparation, purpose, procedures, scoring, and a guide to analyze the results.
This inventory has two sections of tasks, namely conceptual questions tasks and prediction tasks.
Background Knowledge and Science Instruction
Roschelle, Jeremy. (1995). Learning in Interactive Environments: Prior Knowledge and
New Experience
http://www.exploratorium.edu/IFI/resources/museumeducation/priorknowledge.html
The focus of this article is on developing new perspectives of the roles of prior knowledge in
learning. Considering the paradoxical views of prior knowledge (prior knowledge as an important element
for constructive learning process and prior knowledge as a conflicting element to learning process),
Roschelle reviews research findings, major theories, and empirical instructional methods and provides
scientific interpretations of learning, major perspectives on the process of learning as conceptual
change, and successful learning experiences that foster learners' reasoning skills. This site is a part
of the Museum Education website developed by Institute of Inquiry, which focuses on inquiry-based science
instruction.
Biology Lessons for Prospective and Practicing Teachers - Instructional Philosophy: Prior
Knowledge
http://www.biologylessons.sdsu.edu/philosophy/prior.html
This Web site is designed for prospective and practicing elementary school teachers to improve their
teaching in science and biology. This site provides four philosophical lessons for teachers (1) to elicit
students' prior knowledge as a starting point, (2) to present familiar topics, (3) identify student's
prior knowledge, and (4) identify students' alternative conceptions which may impede their learning new
concepts.
Jason Project Online – Learning Analysis: Background Knowledge
http://www.stanford.edu/~btobin/courses/106/jason_online/ design_review_site/pages/learning_analysis/features_details.htm#background
Jason project proposes a multimedia and interdisciplinary approach to improve teaching and learning
science. This Web site introduces the uses of digital labs (multimedia game) and video as possible
instructional tools to build students' background knowledge in science.
Pearson Prentice Education Inc. Unit 8 Human Biology: Reading Strategy 1 Using Prior Knowledge
http://www.phschool.com/science/biosurf/superread/unit8/8strategy1.html
This Web site provides definitions of prior knowledge and an explanation of how readers' prior
knowledge can support their understanding the meanings of the texts. This sites also provides ideas of
activities which facilitate activating prior knowledge before reading. There is a link at the end to sites
where the viewers can try the activity using a science textbook.
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